SEVN Risk Flags
Consolidated view of every risk_flag row SEVNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Jan 3, 2022 | Form 15-12B (deregistration) filed 2022-01-03 (accession 0001104659-22-000428). Paired with Form 25-NSE (delisting notice) filed 2021-12-22 (accession 0001354457-21-001495) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Dec 22, 2021 | Form 25-NSE (delisting notice) filed 2021-12-22 (accession 0001354457-21-001495). Paired with Form 15-12B (deregistration) filed 2022-01-03 (accession 0001104659-22-000428) within the 12-month going-dark window. | view ↗ |
| Auditor Change | medium | 10-K · Feb 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-02-13 (accession 0001452477-23-000011) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-02-17 (accession 0001452477-22-000013) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Delisting | medium | 25 · Jul 29, 2020 | Form 25 filed 2020-07-29 (accession 0001104659-20-087890) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
Related on SEVN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.