SES Risk Flags
Consolidated view of every risk_flag row SEShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Apr 30, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-30 (accession 0001819142-25-000034) was 'Grant Thornton LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2024-02-27 (accession 0001819142-24-000014) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Auditor Change | medium | 10-K · Mar 16, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-16 (accession 0001819142-23-000030) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2022-03-31 (accession 0001193125-22-092102) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25-NSE · Feb 4, 2022 | Form 25-NSE filed 2022-02-04 (accession 0000876661-22-000128) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001104659-21-068842) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-14 (accession 0001104659-21-080762), 30 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2023 | Form NT 10-K filed 2023-03-01 (accession 0001819142-23-000011) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-16 (accession 0001819142-23-000030), 15 days before the 2023-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001104659-21-106478) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001104659-21-108553), 9 days after the 2021-08-14 filing d… | view ↗ |
Related on SES
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.