SERV Risk Flags
Consolidated view of every risk_flag row SERVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001213900-22-048641) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-11-14 (accession 0001213900-22-071370), 92 days after the 2022-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-29 (accession 0001213900-24-018566) was 'dbbmckennon' (PCAOB Firm ID: 3501). Prior 10-K filed 2023-03-31 (accession 0001213900-23-025527) was 'Raich Ende Malter & Co. LLP' (PCAOB Firm ID: 50). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001213900-23-087164) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001213900-23-087177), 1 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001213900-21-059892) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-16 (accession 0001213900-21-059893), 2 days after the 2021-11-14 filing d… | view ↗ |
Related on SERV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.