SENEB Risk Flags
Consolidated view of every risk_flag row SENEBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Jun 13, 2024 | PCAOB-tagged auditor in 10-K filed 2024-06-13 (accession 0001437749-24-020198) was '(name not tagged)' (PCAOB Firm ID: 34). Prior 10-K/A filed 2023-07-31 (accession 0001437749-23-021172) was 'Plante Moran, P.C.' (PCAOB Firm ID: 6581). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 8, 2018 | Form NT 10-Q filed 2018-11-08 (accession 0001437749-18-020010) notified the SEC of delayed 10-Q filing for period ending 2018-09-29. Substantive filing landed 2018-11-09 (accession 0001437749-18-020302), 4 days before the 2018-11-13 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 14, 2018 | Form NT 10-K filed 2018-06-14 (accession 0001437749-18-011757) notified the SEC of delayed 10-K filing for period ending 2018-03-31. Substantive filing landed 2018-06-29 (accession 0001437749-18-012712), 0 days after the 2018-06-29 filing d… | view ↗ |
| Late Filing | low | NT 11-K · Jun 29, 2004 | Form NT 11-K filed 2004-06-29 (accession 0000088948-04-000022) notified the SEC of delayed 11-K filing for period ending 2003-12-31. Substantive filing landed 2004-07-13 (accession 0000088948-04-000025), 15 days after the 2004-06-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2003 | Form NT 10-Q filed 2003-08-13 (accession 0000088948-03-000016) notified the SEC of delayed 10-Q filing for period ending 2003-06-28. Substantive filing landed 2003-08-14 (accession 0000088948-03-000019), 2 days after the 2003-08-12 filing d… | view ↗ |
Related on SENEB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.