SEED Risk Flags
Consolidated view of every risk_flag row SEEDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · Jan 30, 2019 | Form NT 20-F filed 2019-01-30 (accession 0001144204-19-003742) notified the SEC of delayed 20-F filing for period ending 2018-09-30. Substantive filing landed 2019-06-03 (accession 0001144204-19-029440), 126 days after the 2019-01-28 filing… | view ↗ |
| Late Filing | medium | NT 20-F · Jan 31, 2024 | Form NT 20-F filed 2024-01-31 (accession 0001104659-24-008603) notified the SEC of delayed 20-F filing for period ending 2023-09-30. Substantive filing landed 2024-02-15 (accession 0001104659-24-024556), 18 days after the 2024-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 19, 2023 | Form NT 20-F filed 2023-01-19 (accession 0001104659-23-004951) notified the SEC of delayed 20-F filing for period ending 2022-09-30. Substantive filing landed 2023-02-14 (accession 0001410578-23-000111), 17 days after the 2023-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 29, 2021 | Form NT 20-F filed 2021-01-29 (accession 0001104659-21-009414) notified the SEC of delayed 20-F filing for period ending 2020-09-30. Substantive filing landed 2021-02-16 (accession 0001104659-21-023556), 19 days after the 2021-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jan 29, 2020 | Form NT 20-F filed 2020-01-29 (accession 0001104659-20-007957) notified the SEC of delayed 20-F filing for period ending 2019-09-30. Substantive filing landed 2020-03-02 (accession 0001104659-20-027605), 34 days after the 2020-01-28 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 29, 2006 | Form NT 20-F filed 2006-06-29 (accession 0001144204-06-026605) notified the SEC of delayed 20-F filing for period ending 2005-12-31. Substantive filing landed 2006-07-14 (accession 0001144204-06-028557), 75 days after the 2006-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F/A · Apr 11, 2025 | PCAOB-tagged auditor in 20-F/A filed 2025-04-11 (accession 0001410578-25-000691) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 20-F filed 2024-02-15 (accession 0001104659-24-024556) was 'B F Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 20-F · Jan 27, 2025 | Form NT 20-F filed 2025-01-27 (accession 0001104659-25-006378) notified the SEC of delayed 20-F filing for period ending 2024-09-30. Substantive filing landed 2025-02-10 (accession 0001410578-25-000111), 13 days after the 2025-01-28 filing … | view ↗ |
| Late Filing | low | NT 20-F · Jan 31, 2022 | Form NT 20-F filed 2022-01-31 (accession 0001104659-22-009550) notified the SEC of delayed 20-F filing for period ending 2021-09-30. Substantive filing landed 2022-02-04 (accession 0001410578-22-000076), 7 days after the 2022-01-28 filing d… | view ↗ |
| Late Filing | low | NT 20-F · Jan 23, 2018 | Form NT 20-F filed 2018-01-23 (accession 0001144204-18-003308) notified the SEC of delayed 20-F filing for period ending 2017-09-30. Substantive filing landed 2018-02-12 (accession 0001144204-18-007075), 15 days after the 2018-01-28 filing … | view ↗ |
Related on SEED
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.