SDRL Risk Flags
Consolidated view of every risk_flag row SDRLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Jun 11, 2020 | Form 25 filed 2020-06-11 (accession 0001193125-20-166789) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Feb 26, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-26 (accession 0001737706-26-000010) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2025-02-27 (accession 0001628280-25-008662) was 'PricewaterhouseCoopers LLP' (PCAOB Firm … | view ↗ |
| Delisting | low | 15-15D · Feb 23, 2022 | Form 15-15D filed 2022-02-23 (accession 0001193125-22-049382) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on SDRL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.