SDOT Risk Flags
Consolidated view of every risk_flag row SDOThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 21, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-21 (accession 0001493152-23-008370) was 'Kreit & Chiu CPA LLP' (PCAOB Firm ID: 6651). Prior 10-K filed 2022-03-17 (accession 0001493152-22-007100) was 'Marcum LLP' (PCAOB Firm ID: 34446). | view ↗ |
| Late Filing | high | NT 10-Q · Jun 30, 2020 | Form NT 10-Q filed 2020-06-30 (accession 0001493152-20-012207) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-08-19 (accession 0001493152-20-016312), 96 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001731122-26-000511) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-29 (accession 0001731122-26-000630), 29 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001493152-20-008828) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-29 (accession 0001493152-20-010120), 60 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q/A · Nov 17, 2025 | Form NT 10-Q/A filed 2025-11-17 (accession 0001701756-25-000207) notified the SEC of delayed 10-Q/A filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001701756-25-000221), 5 days after the 2025-11-14 fili… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001701756-25-000202) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001701756-25-000221), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001493152-21-012143) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-21 (accession 0001493152-21-012396), 6 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007584) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008848), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001493152-20-015827) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001493152-20-016312), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001493152-19-017505) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-20 (accession 0001493152-19-018068), 6 days after the 2019-11-14 filing d… | view ↗ |
Related on SDOT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.