SD Risk Flags
Consolidated view of every risk_flag row SDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 11, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-11 (accession 0001628280-25-012086) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2024-03-07 (accession 0001628280-24-009706) was 'DELOITTE & TOUCHE LLP' (PCAOB Firm ID: 34). | view ↗ |
| Delisting | medium | 25-NSE · Jan 26, 2016 | Form 25-NSE filed 2016-01-26 (accession 0000876661-16-000759) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2014 | Form NT 10-Q filed 2014-11-12 (accession 0001193125-14-407728) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2015-01-08 (accession 0001349436-15-000029), 55 days after the 2014-11-14 filing … | view ↗ |
| Delisting | medium | 25-NSE · May 3, 2013 | Form 25-NSE filed 2013-05-03 (accession 0000876661-13-000291) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | low | 15-12B · Jun 23, 2017 | Form 15-12B filed 2017-06-23 (accession 0001349436-17-000011) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2016 | Form NT 10-Q filed 2016-08-10 (accession 0001193125-16-677636) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-15 (accession 0001349436-16-000227), 1 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2016 | Form NT 10-Q filed 2016-05-11 (accession 0001193125-16-587188) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-16 (accession 0001349436-16-000219), 1 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2016 | Form NT 10-K filed 2016-03-16 (accession 0001193125-16-506746) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-03-30 (accession 0001349436-16-000213), 0 days after the 2016-03-30 filing d… | view ↗ |
Related on SD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.