SCTH Risk Flags
Consolidated view of every risk_flag row SCTHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001703157-25-000005) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-20 (accession 0001017386-25-000148), 6 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001703157-25-000003) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001017386-25-000115), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001703157-24-000013) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001017386-24-000272), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2024 | Form NT 10-K filed 2024-03-28 (accession 0001703157-24-000002) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-01 (accession 0001017386-24-000116), 32 days after the 2024-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-13 (accession 0001017386-23-000145) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K/A filed 2023-02-02 (accession 0001017386-23-000040) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 123). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001703157-23-000005) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-13 (accession 0001017386-23-000145), 13 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001703157-19-000010) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-16 (accession 0001703157-19-000012), 1 days after the 2019-05-15 filing d… | view ↗ |
Related on SCTH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.