SCNX Risk Flags
Consolidated view of every risk_flag row SCNXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2010 | Form NT 10-K filed 2010-04-01 (accession 0000931731-10-000034) notified the SEC of delayed 10-K filing for period ending 2009-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019928) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-26 (accession 0001493152-24-025217), 42 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012811) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-22 (accession 0001493152-24-015595), 23 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001493152-23-041442) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2024-01-16 (accession 0001493152-24-002429), 63 days after the 2023-11-14 filing … | view ↗ |
| Auditor Change | low | 10-K/A · May 3, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-05-03 (accession 0001493152-24-017778) was 'MaloneBailey, LLP' (PCAOB Firm ID: 6866). Prior 10-K/A filed 2023-05-01 (accession 0001493152-23-014879) was 'MALONEBAILEY, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001493152-23-028062) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029435), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001078782-14-001466) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001078782-14-001522), 5 days after the 2014-08-14 filing d… | view ↗ |
| Delisting | low | 15-15D · Jan 31, 2014 | Form 15-15D filed 2014-01-31 (accession 0001078782-14-000129) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2009 | Form NT 10-Q filed 2009-11-16 (accession 0000931731-09-000279) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-25 (accession 0000931731-09-000302), 11 days after the 2009-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2009 | Form NT 10-Q filed 2009-08-13 (accession 0000931731-09-000210) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-25 (accession 0000931731-09-000217), 11 days after the 2009-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2009 | Form NT 10-Q filed 2009-05-15 (accession 0000931731-09-000145) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0000931731-09-000154), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2009 | Form NT 10-K filed 2009-03-30 (accession 0000931731-09-000076) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0000931731-09-000112), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2008 | Form NT 10-Q filed 2008-11-14 (accession 0001096906-08-002038) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001096906-08-002108), 5 days after the 2008-11-14 filing d… | view ↗ |
Related on SCNX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.