SCND Risk Flags
Consolidated view of every risk_flag row SCNDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001654954-23-004120) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2024-03-29 (accession 0001654954-24-003937), 364 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Sep 27, 2021 | Form NT 10-K filed 2021-09-27 (accession 0001654954-21-010426) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-10-14 (accession 0001654954-21-011097), 16 days after the 2021-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2007 | Form NT 10-Q filed 2007-02-15 (accession 0000087802-07-000003) notified the SEC of delayed 10-Q filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K/A · Jul 18, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-07-18 (accession 0001654954-24-009114) was 'Mazars USA LLP' (PCAOB Firm ID: 339). Prior 10-K filed 2022-09-28 (accession 0001654954-22-013054) was 'Nussbaum Berg Klein & Wolpow, CPAs LLP' (PCAOB Fir… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001654954-22-001636) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-16 (accession 0001654954-22-001768), 2 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 12, 2021 | Form NT 10-Q filed 2021-02-12 (accession 0001654954-21-001580) notified the SEC of delayed 10-Q filing for period ending 2020-12-31. Substantive filing landed 2021-02-23 (accession 0001654954-21-001966), 9 days after the 2021-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2020 | Form NT 10-Q filed 2020-11-12 (accession 0001654954-20-012135) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001654954-20-012789), 9 days after the 2020-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001654954-26-003102) was 'Carr, Riggs & Ingram L.L.C.' (PCAOB Firm ID: 213). Prior 10-K filed 2025-03-31 (accession 0001654954-25-003699) was 'Mazars USA LLP' (PCAOB Firm ID: 339). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001654954-25-013107) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001654954-25-013308), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001654954-25-009555) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001654954-25-009820), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2020 | Form NT 10-K filed 2020-09-28 (accession 0001654954-20-010516) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-10-09 (accession 0001654954-20-010982), 11 days after the 2020-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 27, 2019 | Form NT 10-K filed 2019-09-27 (accession 0001654954-19-011179) notified the SEC of delayed 10-K filing for period ending 2019-06-30. Substantive filing landed 2019-10-04 (accession 0001654954-19-011483), 6 days after the 2019-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2016 | Form NT 10-K filed 2016-09-28 (accession 0000087802-16-000017) notified the SEC of delayed 10-K filing for period ending 2016-06-30. Substantive filing landed 2016-10-11 (accession 0000087802-16-000019), 13 days after the 2016-09-28 filing … | view ↗ |
Related on SCND
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.