NYSE·Security Brokers, Dealers & Flotation Companies

SCHWSCHWAB CHARLES CORP

SCHWAB CHARLES CORP (SCHW) has a delisting / deregistration notice flag.

Last filing: 10-Q·May 8, 2026EDGAR ↗

SCHW Risk Flags

Consolidated view of every risk_flag row SCHWhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.

Category	Severity	Source	Excerpt	EDGAR
Delisting	medium	25-NSE · Jun 1, 2021	Form 25-NSE filed 2021-06-01 (accession 0000876661-21-000806) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05…	view ↗

Related on SCHW

Auditor & opinion →

Source for auditor_change + going-concern flags.

Share-count dilution →

Source for dilution + convertible-debt flags.

Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.