SBLX Risk Flags
Consolidated view of every risk_flag row SBLXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 30, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-30 (accession 0001493152-26-013650) was 'Stephano Slack LLC' (PCAOB Firm ID: 3523). Prior 10-K filed 2025-03-31 (accession 0001641172-25-001705) was 'Marcum' (PCAOB Firm ID: 688). | view ↗ |
| Auditor Change | medium | 10-K/A · May 1, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-01 (accession 0001493152-23-014849) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K/A filed 2022-05-02 (accession 0001493152-22-011707) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032252) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-15 (accession 0001493152-24-032672), 1 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001493152-23-041402) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042134), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001654954-19-003979) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-03 (accession 0001654954-19-003984), 3 days after the 2019-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001144204-18-028836) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001144204-18-029934), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 14, 2015 | Form NT 10-Q filed 2015-09-14 (accession 0001144204-15-054851) notified the SEC of delayed 10-Q filing for period ending 2015-07-31. Substantive filing landed 2015-09-16 (accession 0001144204-15-055309), 2 days after the 2015-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 17, 2015 | Form NT 10-Q filed 2015-03-17 (accession 0001144204-15-016755) notified the SEC of delayed 10-Q filing for period ending 2015-01-31. Substantive filing landed 2015-03-23 (accession 0001144204-15-017770), 6 days after the 2015-03-17 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2014 | Form NT 10-Q filed 2014-12-15 (accession 0001144204-14-073965) notified the SEC of delayed 10-Q filing for period ending 2014-10-31. Substantive filing landed 2014-12-22 (accession 0001144204-14-075397), 7 days after the 2014-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2014 | Form NT 10-Q filed 2014-09-15 (accession 0001144204-14-055922) notified the SEC of delayed 10-Q filing for period ending 2014-07-31. Substantive filing landed 2014-09-23 (accession 0001144204-14-057193), 9 days after the 2014-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 30, 2014 | Form NT 10-K filed 2014-07-30 (accession 0001144204-14-045575) notified the SEC of delayed 10-K filing for period ending 2014-04-30. Substantive filing landed 2014-07-30 (accession 0001144204-14-045841), 1 days after the 2014-07-29 filing d… | view ↗ |
Related on SBLX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.