SBFM Risk Flags
Consolidated view of every risk_flag row SBFMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001654954-20-003443) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-01 (accession 0001654954-20-004731), 32 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2017 | Form NT 10-K filed 2017-03-30 (accession 0001654954-17-002772) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001654954-17-003365), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Mar 16, 2010 | Form NT 10-Q filed 2010-03-16 (accession 0001013596-10-000016) notified the SEC of delayed 10-Q filing for period ending 2010-01-31. Substantive filing landed 2010-04-30 (accession 0001013596-10-000047), 44 days after the 2010-03-17 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001683168-26-002539) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-03 (accession 0001683168-26-002644), 3 days after the 2026-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-01 (accession 0001683168-25-002184) was 'Bush & Associates CPA LLC' (PCAOB Firm ID: 6797). Prior 10-K filed 2024-03-28 (accession 0001683168-24-001818) was 'BF Borgers CPA' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001683168-25-002126) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001683168-25-002184), 1 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001683168-24-005691) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001683168-24-005846), 2 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001683168-24-003460) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001683168-24-003688), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001683168-23-002060) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-04 (accession 0001683168-23-002128), 4 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001654954-20-009110) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001654954-20-009340), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001654954-20-005610) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-18 (accession 0001654954-20-005714), 3 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001654954-19-009450) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-15 (accession 0001654954-19-009672), 1 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001654954-19-005855) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001654954-19-006301), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2019 | Form NT 10-K filed 2019-03-29 (accession 0001654954-19-003654) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-12 (accession 0001654954-19-004354), 12 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001654954-18-012674) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-16 (accession 0001654954-18-012900), 2 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001654954-18-009062) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-17 (accession 0001654954-18-009279), 3 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001654954-18-005353) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-22 (accession 0001654954-18-005724), 7 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2017 | Form NT 10-Q filed 2017-11-13 (accession 0001654954-17-010427) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-15 (accession 0001654954-17-010704), 1 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001654954-16-001559) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-16 (accession 0001654954-16-001658), 2 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2009 | Form NT 10-Q filed 2009-12-15 (accession 0001013596-09-000041) notified the SEC of delayed 10-Q filing for period ending 2009-10-31. Substantive filing landed 2009-12-22 (accession 0001013596-09-000044), 7 days after the 2009-12-15 filing d… | view ↗ |
Related on SBFM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.