SBEV Risk Flags
Consolidated view of every risk_flag row SBEVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001731122-25-000492) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-07-11 (accession 0001731122-25-000964), 102 days after the 2025-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0000948830-15-000034) notified the SEC of delayed 10-K filing for period ending 2014-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · Aug 5, 2025 | Form 25-NSE filed 2025-08-05 (accession 0001143313-25-000052) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001731122-25-000773) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-07-11 (accession 0001731122-25-000967), 57 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001731122-23-000939) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-06 (accession 0001731122-23-001058), 22 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001731122-26-000516) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001731122-26-000577), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001731122-25-001558) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001731122-25-001571), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001731122-24-001819) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-15 (accession 0001731122-24-001822), 1 days after the 2024-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-29 (accession 0001731122-24-000539) was 'Rose, Snyder & Jacobs LLP' (PCAOB Firm ID: 468). Prior 10-K filed 2023-03-31 (accession 0001731122-23-000543) was 'Daszkal Bolton LLP' (PCAOB Firm ID: 229). | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001079973-19-000299) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-21 (accession 0001079973-19-000323), 6 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2018 | Form NT 10-Q filed 2018-08-13 (accession 0001079973-18-000465) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001079973-18-000490), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001079973-17-000484) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-18 (accession 0001079973-17-000512), 4 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001079973-17-000293) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-18 (accession 0001079973-17-000299), 3 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0000948830-16-000139) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-15 (accession 0001079973-16-001297), 1 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2014 | Form NT 10-Q filed 2014-11-13 (accession 0000948830-14-000105) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001079973-14-000586), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0000948830-14-000076) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001079973-14-000451), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0000948830-14-000054) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001079974-14-000436), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 28, 2014 | Form NT 10-K filed 2014-03-28 (accession 0000948830-14-000022) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001079974-14-000284), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2013 | Form NT 10-K filed 2013-03-29 (accession 0001437904-13-000039) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-15 (accession 0001079974-13-000191), 15 days after the 2013-03-31 filing … | view ↗ |
Related on SBEV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.