SBC Risk Flags
Consolidated view of every risk_flag row SBChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 28, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-28 (accession 0001641172-25-001062) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). Prior 10-K filed 2024-03-19 (accession 0001493152-24-010402) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Sep 18, 2024 | Form 25-NSE filed 2024-09-18 (accession 0001354457-24-000687) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032212) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001213900-24-070251), 2 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-020046) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020690), 5 days after the 2024-05-15 filing d… | view ↗ |
Related on SBC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.