SAIH Risk Flags
Consolidated view of every risk_flag row SAIHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F · Apr 19, 2023 | PCAOB-tagged auditor in 20-F filed 2023-04-19 (accession 0001213900-23-031047) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). Prior 20-F filed 2022-05-31 (accession 0001213900-22-030453) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Delisting | medium | 25-NSE · Apr 29, 2022 | Form 25-NSE filed 2022-04-29 (accession 0001354457-22-000267) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Apr 30, 2026 | PCAOB-tagged auditor in 20-F filed 2026-04-30 (accession 0001213900-26-050380) was 'Assentsure PAC' (PCAOB Firm ID: 6783). Prior 20-F filed 2025-04-28 (accession 0001213900-25-035765) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001213900-22-027210) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-18 (accession 0001213900-22-027974), 3 days after the 2022-05-15 filing d… | view ↗ |
Related on SAIH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.