SACH Risk Flags
Consolidated view of every risk_flag row SACHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Sep 30, 2025 | Form 25-NSE filed 2025-09-30 (accession 0001143313-25-000071) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 30, 2024 | Form 25-NSE filed 2024-12-30 (accession 0001143313-24-000125) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jul 1, 2024 | Form 25-NSE filed 2024-07-01 (accession 0000876661-24-000541) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 13, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-13 (accession 0001682220-26-000014) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-31 (accession 0001410578-25-000587) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 694). | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2020 | Form NT 10-K filed 2020-03-17 (accession 0001104659-20-034699) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-03-30 (accession 0001104659-20-039904), 0 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001144204-17-043309) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-15 (accession 0001144204-17-043323), 1 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001144204-17-027982) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001144204-17-028923), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001144204-17-018159) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-07 (accession 0001144204-17-019485), 7 days after the 2017-03-31 filing d… | view ↗ |
Related on SACH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.