RZLT Risk Flags
Consolidated view of every risk_flag row RZLThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Sep 30, 2014 | Form NT 10-K filed 2014-09-30 (accession 0001144204-14-058498) notified the SEC of delayed 10-K filing for period ending 2014-06-30. Substantive filing landed 2015-09-28 (accession 0001144204-15-057284), 365 days after the 2014-09-28 filing… | view ↗ |
| Auditor Change | medium | 10-K · Sep 17, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-17 (accession 0001104659-25-090848) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2024-09-19 (accession 0001558370-24-012901) was 'Plante & Moran, PLLC' (PCAOB Firm ID: 166). | view ↗ |
| Late Filing | medium | NT 10-K · Oct 1, 2012 | Form NT 10-K filed 2012-10-01 (accession 0000912282-12-000778) notified the SEC of delayed 10-K filing for period ending 2012-06-30. Substantive filing landed 2012-11-05 (accession 0001144204-12-059437), 38 days after the 2012-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2020 | Form NT 10-K filed 2020-09-29 (accession 0001104659-20-109460) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-10-13 (accession 0001104659-20-114497), 15 days after the 2020-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Oct 1, 2018 | Form NT 10-K filed 2018-10-01 (accession 0000912282-18-000123) notified the SEC of delayed 10-K filing for period ending 2018-10-01. Substantive filing landed 2018-10-15 (accession 0001144204-18-053849), 76 days before the 2018-12-30 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0000912282-12-000848) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001144204-12-063958), 5 days after the 2012-11-14 filing d… | view ↗ |
Related on RZLT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.