RYM Risk Flags
Consolidated view of every risk_flag row RYMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Mar 28, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-03-28 (accession 0001013762-25-003503) was 'GuzmanGray' (PCAOB Firm ID: 7143). Prior 10-K/A filed 2024-04-29 (accession 0001213900-24-037183) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001213900-23-039844) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-10-02 (accession 0001013762-23-000166), 140 days after the 2023-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-025523) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-11-28 (accession 0001213900-23-090353), 242 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028778) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001213900-24-033048), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 21, 2023 | Form NT 10-Q filed 2023-08-21 (accession 0001213900-23-069113) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-10-02 (accession 0001013762-23-000166), 49 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-043973) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-21 (accession 0001213900-24-045393), 6 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001213900-23-087582) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-28 (accession 0001213900-23-090366), 14 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001213900-21-019472) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-02 (accession 0001213900-21-019992), 2 days after the 2021-03-31 filing d… | view ↗ |
Related on RYM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.