RUM Risk Flags
Consolidated view of every risk_flag row RUMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 30, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-30 (accession 0001213900-23-024638) was 'MNP LLP' (PCAOB Firm ID: 1930). Prior 10-K filed 2022-03-24 (accession 0001213900-22-014871) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Auditor Change | medium | 10-K · Mar 5, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-05 (accession 0001213900-26-024099) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-25 (accession 0001013762-25-001863) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Auditor Change | medium | 10-K · Mar 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-27 (accession 0001213900-24-026599) was 'Moss Adams LLP' (PCAOB Firm ID: 659). Prior 10-K filed 2023-03-30 (accession 0001213900-23-024638) was 'MNP LLP' (PCAOB Firm ID: 1930). | view ↗ |
| Delisting | medium | 25-NSE · Sep 16, 2022 | Form 25-NSE filed 2022-09-16 (accession 0001354457-22-000531) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on RUM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.