RTCJF Risk Flags
Consolidated view of every risk_flag row RTCJFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F · Jan 16, 2024 | PCAOB-tagged auditor in 20-F filed 2024-01-16 (accession 0001213900-24-003768) was 'Shandong Haoxin Certified Public Accountants Co., Ltd.' (PCAOB Firm ID: 5035). Prior 20-F filed 2023-01-20 (accession 0001410578-23-000035) was 'Friedman LL… | view ↗ |
| Delisting | medium | 25-NSE · Aug 8, 2025 | Form 25-NSE filed 2025-08-08 (accession 0001354457-25-000796) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 20-F · Oct 31, 2023 | Form NT 20-F filed 2023-10-31 (accession 0001213900-23-081684) notified the SEC of delayed 20-F filing for period ending 2023-06-30. Substantive filing landed 2024-01-16 (accession 0001213900-24-003768), 80 days after the 2023-10-28 filing … | view ↗ |
| Auditor Change | medium | 20-F · Jan 20, 2023 | PCAOB-tagged auditor in 20-F filed 2023-01-20 (accession 0001410578-23-000035) was 'Friedman LLP' (PCAOB Firm ID: 711). Prior 20-F filed 2022-04-28 (accession 0001410578-22-001067) was 'Shandong Haoxin Certified Public Accountants Co., Ltd.… | view ↗ |
| Auditor Change | low | 20-F · Oct 25, 2024 | PCAOB-tagged auditor in 20-F filed 2024-10-25 (accession 0001213900-24-090526) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 20-F filed 2024-01-16 (accession 0001213900-24-003768) was 'Shandong Haoxin Certified Public Accountants Co., Ltd.'… | view ↗ |
Related on RTCJF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.