ROYL Risk Flags
Consolidated view of every risk_flag row ROYLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · May 19, 2023 | PCAOB-tagged auditor in 10-K filed 2023-05-19 (accession 0001185185-23-000564) was 'HORNE LLP' (PCAOB Firm ID: 171). Prior 10-K filed 2022-04-15 (accession 0001185185-22-000459) was 'Moss Adams LLP' (PCAOB Firm ID: 410). | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001185185-23-000532) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-26 (accession 0001185185-23-000655), 42 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001185185-23-000308) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-05-19 (accession 0001185185-23-000564), 49 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2019 | Form NT 10-K filed 2019-03-29 (accession 0001185185-19-000442) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001185185-19-000541), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2026 | Form NT 10-K filed 2026-04-02 (accession 0001185185-26-001236) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001185185-25-001773) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-26 (accession 0001185185-25-001861), 12 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001185185-25-000254) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-09 (accession 0001185185-25-000271), 9 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 27, 2024 | Form NT 10-K filed 2024-03-27 (accession 0001185185-24-000322) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-12 (accession 0001185185-24-000374), 13 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001185185-22-001301) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-17 (accession 0001185185-22-001324), 3 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001185185-22-000941) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001185185-22-000972), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2020 | Form NT 10-Q filed 2020-05-14 (accession 0001162677-20-000021) notified the SEC of delayed 10-Q filing for period ending 2020-05-14. Substantive filing landed 2020-05-19 (accession 0001185185-20-000702), 40 days before the 2020-06-28 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001162677-19-000033) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001185185-19-000774), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001162677-18-000094) notified the SEC of delayed 10-Q filing for period ending 2018-11-14. Substantive filing landed 2018-11-19 (accession 0001185185-18-002064), 40 days before the 2018-12-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001185185-22-000635) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001185185-22-000678), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001185185-22-000374) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001185185-22-000459), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001162677-18-000063) notified the SEC of delayed 10-Q filing for period ending 2018-08-14. Substantive filing landed 2018-08-20 (accession 0001185185-18-001528), 39 days before the 2018-09-28 filing… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001162677-18-000033) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001185185-18-000974), 6 days after the 2018-05-15 filing d… | view ↗ |
Related on ROYL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.