ROMA Risk Flags
Consolidated view of every risk_flag row ROMAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 20-F · Jul 31, 2025 | PCAOB-tagged auditor in 20-F filed 2025-07-31 (accession 0001641172-25-021681) was 'KCCW Accountancy Corp' (PCAOB Firm ID: 2851). Prior 20-F filed 2024-08-01 (accession 0001493152-24-029903) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: 6743… | view ↗ |
| Late Filing | low | NT 20-F · Jul 31, 2024 | Form NT 20-F filed 2024-07-31 (accession 0001493152-24-029757) notified the SEC of delayed 20-F filing for period ending 2024-03-31. Substantive filing landed 2024-08-01 (accession 0001493152-24-029903), 3 days after the 2024-07-29 filing d… | view ↗ |
Related on ROMA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.