RMTG Risk Flags
Consolidated view of every risk_flag row RMTGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001213900-20-012210) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-12-09 (accession 0001213900-20-041866), 254 days after the 2020-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-038213) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-05-14 (accession 0001213900-26-056841), 44 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028226) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001213900-24-032991), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001213900-22-017352) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-05-05 (accession 0001213900-22-024049), 35 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001213900-21-059398) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-22 (accession 0001213900-21-066881), 38 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001213900-25-111006) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001213900-25-112710), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2025 | Form NT 10-Q filed 2025-08-13 (accession 0001213900-25-075670) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001213900-25-078525), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2025 | Form NT 10-Q filed 2025-05-14 (accession 0001213900-25-043370) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001213900-25-045967), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026149) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001213900-25-032016), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098400) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001213900-24-099836), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043132) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045134), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-086691) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001213900-23-088809), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001213900-23-039600) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001213900-23-041885), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001213900-23-025715) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001213900-23-029942), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001213900-22-027625) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-19 (accession 0001213900-22-028269), 4 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001213900-21-019316) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-13 (accession 0001213900-21-021343), 13 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001213900-19-023516) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-15 (accession 0001213900-19-023724), 1 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001213900-19-005521) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-17 (accession 0001213900-19-006566), 17 days after the 2019-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001213900-24-032991) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2023-04-14 (accession 0001213900-23-029942) was 'L J Soldinger Associates, LLC' (PCAOB Fir… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001213900-19-008934) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-23 (accession 0001213900-19-009466), 8 days after the 2019-05-15 filing d… | view ↗ |
Related on RMTG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.