RMAX Risk Flags
Consolidated view of every risk_flag row RMAXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 13, 2017 | Form NT 10-Q filed 2017-11-13 (accession 0001104659-17-067591) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2018-03-15 (accession 0001558370-18-002145), 121 days after the 2017-11-14 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 10, 2021 | Form NT 10-Q filed 2021-11-10 (accession 0001104659-21-136664) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-21 (accession 0001558370-21-016974), 37 days after the 2021-11-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 22, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-22 (accession 0001558370-24-001535) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-02-28 (accession 0001558370-23-002369) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Late Filing | low | NT 10-K · Mar 2, 2018 | Form NT 10-K filed 2018-03-02 (accession 0001104659-18-014524) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-03-15 (accession 0001558370-18-002152), 16 days before the 2018-03-31 filing… | view ↗ |
Related on RMAX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.