RLMD Risk Flags
Consolidated view of every risk_flag row RLMDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Nov 26, 2013 | Form NT 10-K filed 2013-11-26 (accession 0001255294-13-000953) notified the SEC of delayed 10-K filing for period ending 2013-08-31. Substantive filing landed 2013-12-16 (accession 0001255294-13-001000), 17 days after the 2013-11-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 19, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-19 (accession 0001213900-26-031862) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2025-03-27 (accession 0001013762-25-003426) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Apr 14, 2014 | Form NT 10-Q filed 2014-04-14 (accession 0001255294-14-000319) notified the SEC of delayed 10-Q filing for period ending 2014-02-28. Substantive filing landed 2014-04-15 (accession 0001255294-14-000328), 1 days after the 2014-04-14 filing d… | view ↗ |
Related on RLMD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.