RLGT Risk Flags
Consolidated view of every risk_flag row RLGThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Sep 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-09-13 (accession 0000950170-23-047958) was 'Moss Adams LLP' (PCAOB Firm ID: 659). Prior 10-K filed 2023-02-27 (accession 0000950170-23-004697) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | high | NT 10-Q · Nov 9, 2022 | Form NT 10-Q filed 2022-11-09 (accession 0000950170-22-023996) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2023-03-27 (accession 0000950170-23-009862), 133 days after the 2022-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Sep 13, 2022 | Form NT 10-K filed 2022-09-13 (accession 0000950170-22-018406) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2023-02-27 (accession 0000950170-23-004697), 152 days after the 2022-09-28 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001301017-05-000123) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001301017-05-000076) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2004 | Form NT 10-Q filed 2004-05-17 (accession 0001188915-04-000049) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2003 | Form NT 10-Q filed 2003-05-16 (accession 0001189306-03-000298) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Sep 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-15 (accession 0001193125-25-203690) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2024-09-12 (accession 0000950170-24-105991) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 9, 2023 | Form NT 10-Q filed 2023-02-09 (accession 0000950170-23-002336) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-03-27 (accession 0000950170-23-009862), 41 days after the 2023-02-14 filing … | view ↗ |
| Delisting | medium | 25-NSE · Dec 21, 2018 | Form 25-NSE filed 2018-12-21 (accession 0001143313-18-000085) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 8, 2022 | Form NT 10-Q filed 2022-02-08 (accession 0000950170-22-000892) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-14 (accession 0000950170-22-001225), 0 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 14, 2021 | Form NT 10-K filed 2021-09-14 (accession 0001564590-21-047802) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-09-20 (accession 0000950170-21-001831), 8 days before the 2021-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 15, 2020 | Form NT 10-K filed 2020-09-15 (accession 0001564590-20-043464) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-09-28 (accession 0001564590-20-044824), 0 days after the 2020-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001193125-15-190338) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-18 (accession 0001564590-15-004449), 3 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001144204-12-029752) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-16 (accession 0001144204-12-029862), 1 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2011 | Form NT 10-K filed 2011-09-28 (accession 0001144204-11-055158) notified the SEC of delayed 10-K filing for period ending 2011-06-30. Substantive filing landed 2011-10-07 (accession 0001144204-11-057029), 9 days after the 2011-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2009 | Form NT 10-K filed 2009-09-28 (accession 0001144204-09-050402) notified the SEC of delayed 10-K filing for period ending 2009-06-30. Substantive filing landed 2009-10-05 (accession 0001144204-09-051414), 7 days after the 2009-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2008 | Form NT 10-Q filed 2008-11-14 (accession 0001144204-08-064347) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-17 (accession 0001144204-08-064737), 3 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2007 | Form NT 10-K filed 2007-09-28 (accession 0001144204-07-051784) notified the SEC of delayed 10-K filing for period ending 2007-06-30. Substantive filing landed 2007-10-01 (accession 0001144204-07-051947), 3 days after the 2007-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001144204-06-020740) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2006-05-17 (accession 0001144204-06-021159), 2 days after the 2006-05-15 filing d… | view ↗ |
Related on RLGT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.