RIME Risk Flags
Consolidated view of every risk_flag row RIMEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012514) notified the SEC of delayed 10-K filing for period ending 2023-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jun 30, 1999 | Form NT 10-K filed 1999-06-30 (accession 0000943440-99-000069) notified the SEC of delayed 10-K filing for period ending 1999-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 13, 1996 | Form NT 10-Q filed 1996-08-13 (accession 0000950170-96-000600) notified the SEC of delayed 10-Q filing for period ending 1996-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jun 28, 1996 | Form NT 10-K filed 1996-06-28 (accession 0000950170-96-000415) notified the SEC of delayed 10-K filing for period ending 1996-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · Oct 29, 2009 | Form 25-NSE filed 2009-10-29 (accession 0001143313-09-000188) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2007 | Form NT 10-K filed 2007-06-29 (accession 0001144204-07-034287) notified the SEC of delayed 10-K filing for period ending 2007-03-31. Substantive filing landed 2007-07-16 (accession 0001144204-07-036810), 17 days after the 2007-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 30, 2004 | Form NT 10-K filed 2004-06-30 (accession 0001116502-04-001689) notified the SEC of delayed 10-K filing for period ending 2004-03-31. Substantive filing landed 2004-07-15 (accession 0001116502-04-001792), 16 days after the 2004-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 30, 2003 | Form NT 10-K filed 2003-06-30 (accession 0001116502-03-001185) notified the SEC of delayed 10-K filing for period ending 2003-03-31. Substantive filing landed 2003-07-17 (accession 0001116502-03-001286), 18 days after the 2003-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014652) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-02 (accession 0001493152-26-014724), 2 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023535) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024305), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-024068) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024828), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001641172-25-004792) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-07-14 (accession 0001493152-23-024594) was 'EISNERAMPER LLP' (PCAOB Firm ID: 274). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001771) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004792), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001493152-24-046050) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001493152-24-046807), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032260) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-032956), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001493152-23-041254) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042149), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001493152-23-028652) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029437), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2023 | Form NT 10-K filed 2023-06-30 (accession 0001493152-23-023109) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-14 (accession 0001493152-23-024594), 15 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001493152-23-005064) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001493152-23-005556), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022952) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001493152-22-023654), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2022 | Form NT 10-K filed 2022-06-29 (accession 0001493152-22-018131) notified the SEC of delayed 10-K filing for period ending 2022-03-31. Substantive filing landed 2022-07-14 (accession 0001493152-22-019311), 15 days after the 2022-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001493152-21-028434) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029449), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2021 | Form NT 10-K filed 2021-06-30 (accession 0001493152-21-015688) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-07-14 (accession 0001493152-21-016798), 15 days after the 2021-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 17, 2021 | Form NT 10-Q filed 2021-02-17 (accession 0001493152-21-004116) notified the SEC of delayed 10-Q filing for period ending 2020-12-31. Substantive filing landed 2021-02-19 (accession 0001493152-21-004401), 5 days after the 2021-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001493152-20-015695) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001493152-20-016260), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001493152-19-017679) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-017908), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001144204-13-046160) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001144204-13-046774), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2010 | Form NT 10-Q filed 2010-08-16 (accession 0001144204-10-044418) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001144204-10-046142), 9 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2010 | Form NT 10-K filed 2010-06-29 (accession 0001144204-10-035534) notified the SEC of delayed 10-K filing for period ending 2010-03-31. Substantive filing landed 2010-07-14 (accession 0001144204-10-037884), 15 days after the 2010-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2009 | Form NT 10-Q filed 2009-08-14 (accession 0001144204-09-043486) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001144204-09-044748), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2008 | Form NT 10-Q filed 2008-08-14 (accession 0001144204-08-046694) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0001144204-08-048364), 5 days after the 2008-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2008 | Form NT 10-K filed 2008-06-30 (accession 0001144204-08-037576) notified the SEC of delayed 10-K filing for period ending 2008-03-31. Substantive filing landed 2008-07-11 (accession 0001144204-08-039576), 12 days after the 2008-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001144204-06-048158) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. Substantive filing landed 2006-11-20 (accession 0001144204-06-049086), 6 days after the 2006-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2006 | Form NT 10-K filed 2006-06-29 (accession 0001144204-06-026741) notified the SEC of delayed 10-K filing for period ending 2006-03-31. Substantive filing landed 2006-07-14 (accession 0001144204-06-028599), 15 days after the 2006-06-29 filing … | view ↗ |
Related on RIME
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.