RGTI Risk Flags
Consolidated view of every risk_flag row RGTIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Mar 1, 2022 | Form 25 filed 2022-03-01 (accession 0001193125-22-061386) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2021 | Form NT 10-Q filed 2021-05-14 (accession 0001193125-21-161582) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-16 (accession 0001564590-21-033226), 32 days after the 2021-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 27, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-27 (accession 0001193125-23-080486) was 'BDO USA, LLP' (PCAOB Firm ID: 243). Prior 10-K filed 2022-02-23 (accession 0001564590-22-006345) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001193125-22-284748) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-22 (accession 0001193125-22-290115), 8 days after the 2022-11-14 filing d… | view ↗ |
Related on RGTI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.