RGBP Risk Flags
Consolidated view of every risk_flag row RGBPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q/A · May 24, 2019 | Form NT 10-Q/A filed 2019-05-24 (accession 0001607062-19-000239) notified the SEC of delayed 10-Q/A filing for period ending 2019-03-31. Substantive filing landed 2019-08-29 (accession 0001607062-19-000352), 106 days after the 2019-05-15 fi… | view ↗ |
| Late Filing | high | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001607062-19-000209) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-08-29 (accession 0001607062-19-000352), 106 days after the 2019-05-15 filing… | view ↗ |
| Auditor Change | low | 10-K · May 13, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-13 (accession 0001641172-25-009968) was 'BCRG' (PCAOB Firm ID: 7158). Prior 10-K filed 2023-11-20 (accession 0001607062-23-000524) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Delisting | low | 15-15D · Dec 26, 2024 | Form 15-15D filed 2024-12-26 (accession 0001493152-24-052071) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-K · Dec 28, 2017 | Form NT 10-K filed 2017-12-28 (accession 0001607062-17-000441) notified the SEC of delayed 10-K filing for period ending 2017-09-30. Substantive filing landed 2018-01-05 (accession 0001607062-18-000006), 7 days after the 2017-12-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2015 | Form NT 10-K filed 2015-12-30 (accession 0001607062-15-000569) notified the SEC of delayed 10-K filing for period ending 2015-09-30. Substantive filing landed 2016-01-07 (accession 0001607062-16-000576), 9 days after the 2015-12-29 filing d… | view ↗ |
Related on RGBP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.