RDW Risk Flags
Consolidated view of every risk_flag row RDWhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001628280-21-023269) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2022-04-01 (accession 0001819810-22-000021), 138 days after the 2021-11-14 filing… | view ↗ |
| Delisting | medium | 25-NSE · Mar 24, 2025 | Form 25-NSE filed 2025-03-24 (accession 0000876661-25-000214) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Sep 3, 2021 | Form 25-NSE filed 2021-09-03 (accession 0000876661-21-001280) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 11, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-11 (accession 0001819810-25-000063) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-03-20 (accession 0001819810-24-000025) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001819810-22-000016) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-11 (accession 0001819810-22-000025), 11 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001193125-21-163773) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001193125-21-170023), 9 days after the 2021-05-15 filing d… | view ↗ |
Related on RDW
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.