RCMT Risk Flags
Consolidated view of every risk_flag row RCMThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K/A · May 4, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-05-04 (accession 0001437749-26-014678) was 'EisnerAmper, LLP' (PCAOB Firm ID: 274). Prior 10-K/A filed 2025-03-31 (accession 0001437749-25-010202) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Late Filing | low | NT 10-K · Mar 18, 2026 | Form NT 10-K filed 2026-03-18 (accession 0000929638-26-001056) notified the SEC of delayed 10-K filing for period ending 2026-01-03. Substantive filing landed 2026-04-03 (accession 0001437749-26-011236), 0 days after the 2026-04-03 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2014 | Form NT 10-Q filed 2014-08-13 (accession 0001140361-14-032065) notified the SEC of delayed 10-Q filing for period ending 2014-06-28. Substantive filing landed 2014-08-13 (accession 0001140361-14-032069), 1 days after the 2014-08-12 filing d… | view ↗ |
Related on RCMT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.