RCAT Risk Flags
Consolidated view of every risk_flag row RCAThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0000748268-05-000004) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001139020-05-000119) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0001227528-04-000077) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001227528-04-000040) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001227528-04-000023) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001227528-03-000073) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2003 | Form NT 10-Q filed 2003-08-14 (accession 0001227528-03-000053) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2003 | Form NT 10-Q filed 2003-05-15 (accession 0001227528-03-000012) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 25, 2003 | Form NT 10-K filed 2003-03-25 (accession 0001139020-03-000071) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2002 | Form NT 10-Q filed 2002-11-15 (accession 0000898430-02-004252) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2001 | Form NT 10-K filed 2001-04-03 (accession 0000898430-01-001232) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2000 | Form NT 10-K filed 2000-03-31 (accession 0001072993-00-000244) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 1999 | Form NT 10-K filed 1999-04-01 (accession 0001047469-99-013215) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 19, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-19 (accession 0001628280-26-019861) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-08-08 (accession 0001554795-24-000195) was 'dbbmckennon' (PCAOB Firm ID: 3501). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001554795-19-000245) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-09-23 (accession 0001554795-19-000332), 40 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2002 | Form NT 10-K filed 2002-04-02 (accession 0000898430-02-001267) notified the SEC of delayed 10-K filing for period ending 2001-12-31. Substantive filing landed 2002-05-06 (accession 0000898430-02-001779), 36 days after the 2002-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 16, 2024 | Form NT 10-Q filed 2024-09-16 (accession 0001554795-24-000233) notified the SEC of delayed 10-Q filing for period ending 2024-07-31. Substantive filing landed 2024-09-23 (accession 0001554795-24-000238), 9 days after the 2024-09-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Aug 8, 2024 | PCAOB-tagged auditor in 10-K filed 2024-08-08 (accession 0001554795-24-000195) was 'dbbmckennon' (PCAOB Firm ID: 3501). Prior 10-K filed 2023-07-27 (accession 0001554795-23-000231) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Jul 30, 2024 | Form NT 10-K filed 2024-07-30 (accession 0001554795-24-000179) notified the SEC of delayed 10-K filing for period ending 2024-04-30. Substantive filing landed 2024-08-08 (accession 0001554795-24-000195), 10 days after the 2024-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2023 | Form NT 10-Q filed 2023-09-15 (accession 0001554795-23-000300) notified the SEC of delayed 10-Q filing for period ending 2023-07-31. Substantive filing landed 2023-09-19 (accession 0001554795-23-000305), 5 days after the 2023-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2021 | Form NT 10-Q filed 2021-12-15 (accession 0001554795-21-000415) notified the SEC of delayed 10-Q filing for period ending 2021-10-31. Substantive filing landed 2021-12-20 (accession 0001554795-21-000420), 5 days after the 2021-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 13, 2021 | Form NT 10-Q filed 2021-09-13 (accession 0001554795-21-000334) notified the SEC of delayed 10-Q filing for period ending 2021-07-31. Substantive filing landed 2021-09-20 (accession 0001554795-21-000346), 6 days after the 2021-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2021 | Form NT 10-K filed 2021-07-29 (accession 0001554795-21-000263) notified the SEC of delayed 10-K filing for period ending 2021-04-30. Substantive filing landed 2021-08-12 (accession 0001554795-21-000273), 14 days after the 2021-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Mar 17, 2021 | Form NT 10-Q filed 2021-03-17 (accession 0001554795-21-000078) notified the SEC of delayed 10-Q filing for period ending 2021-01-31. Substantive filing landed 2021-03-22 (accession 0001554795-21-000080), 5 days after the 2021-03-17 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2020 | Form NT 10-Q filed 2020-12-15 (accession 0001554795-20-000323) notified the SEC of delayed 10-Q filing for period ending 2020-10-31. Substantive filing landed 2020-12-21 (accession 0001554795-20-000327), 6 days after the 2020-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 14, 2020 | Form NT 10-Q filed 2020-09-14 (accession 0001554795-20-000238) notified the SEC of delayed 10-Q filing for period ending 2020-07-31. Substantive filing landed 2020-09-21 (accession 0001554795-20-000248), 7 days after the 2020-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2020 | Form NT 10-K filed 2020-07-29 (accession 0001554795-20-000185) notified the SEC of delayed 10-K filing for period ending 2020-04-30. Substantive filing landed 2020-08-13 (accession 0001554795-20-000206), 15 days after the 2020-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Mar 16, 2020 | Form NT 10-Q filed 2020-03-16 (accession 0001554795-20-000068) notified the SEC of delayed 10-Q filing for period ending 2020-01-31. Substantive filing landed 2020-03-23 (accession 0001554795-20-000070), 7 days after the 2020-03-16 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 16, 2019 | Form NT 10-Q filed 2019-12-16 (accession 0001554795-19-000410) notified the SEC of delayed 10-Q filing for period ending 2019-10-31. Substantive filing landed 2019-12-23 (accession 0001554795-19-000412), 8 days after the 2019-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 16, 2019 | Form NT 10-Q filed 2019-09-16 (accession 0001554795-19-000318) notified the SEC of delayed 10-Q filing for period ending 2019-07-31. Substantive filing landed 2019-09-23 (accession 0001554795-19-000332), 9 days after the 2019-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001554795-18-000336) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001554795-18-000345), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001554795-18-000131) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001554795-18-000141), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001554795-18-000072) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-09 (accession 0001554795-18-000086), 9 days after the 2018-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001554795-17-000405) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-15 (accession 0001554795-17-000407), 1 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001554795-17-000342) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001554795-17-000350), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001554795-17-000131) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-07 (accession 0001554795-17-000149), 7 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001554795-16-000917) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-18 (accession 0001554795-16-000953), 4 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001445866-16-002527) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001445866-16-002560), 8 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001445866-16-002118) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001445866-16-002189), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001445866-16-001828) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-13 (accession 0001445866-16-001922), 14 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001445866-15-001308) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001445866-15-001359), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001524829-13-000083) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001524829-13-000092), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001533621-12-000044) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-03 (accession 0001533621-12-000046), 4 days after the 2012-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001108017-11-000460) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-15 (accession 0001108017-11-000462), 1 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2002 | Form NT 10-Q filed 2002-08-15 (accession 0000898430-02-003194) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. Substantive filing landed 2002-08-20 (accession 0001021408-02-011210), 6 days after the 2002-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2002 | Form NT 10-Q filed 2002-05-16 (accession 0000898430-02-002067) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. Substantive filing landed 2002-05-20 (accession 0000898430-02-002109), 5 days after the 2002-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2001 | Form NT 10-Q filed 2001-11-15 (accession 0001021408-01-510363) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. Substantive filing landed 2001-11-19 (accession 0001032210-01-501412), 5 days after the 2001-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 1998 | Form NT 10-Q filed 1998-05-18 (accession 0001047469-98-020996) notified the SEC of delayed 10-Q filing for period ending 1998-03-31. Substantive filing landed 1998-05-20 (accession 0001047469-98-021312), 5 days after the 1998-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 1996 | Form NT 10-Q filed 1996-11-13 (accession 0000912057-96-026014) notified the SEC of delayed 10-Q filing for period ending 1996-09-30. Substantive filing landed 1996-11-21 (accession 0000912057-96-027217), 7 days after the 1996-11-14 filing d… | view ↗ |
Related on RCAT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.