RBTK Risk Flags
Consolidated view of every risk_flag row RBTKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001214659-26-004137) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-16 (accession 0001214659-26-004712), 16 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001214659-25-007747) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-07-10 (accession 0001214659-25-010250), 56 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001214659-19-002425) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001214659-19-002756), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001214659-25-005121) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001214659-25-005881), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001214659-24-005837) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-12 (accession 0001214659-24-006714), 13 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001214659-23-015222) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-16 (accession 0001214659-23-015264), 2 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001214659-22-004721) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-18 (accession 0001214659-22-005395), 18 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001214659-19-005307) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-16 (accession 0001214659-19-005356), 2 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001214659-18-007134) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001214659-18-007228), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001214659-18-003733) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001214659-18-003926), 6 days after the 2018-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-16 (accession 0001214659-26-004712) was 'HTL International, LLC' (PCAOB Firm ID: 7000). Prior 10-K filed 2025-04-15 (accession 0001214659-25-005881) was 'TPS Thayer, LLC' (PCAOB Firm ID: 6706). | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2023 | Form NT 10-Q filed 2023-05-11 (accession 0001214659-23-006839) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-17 (accession 0001214659-23-007404), 2 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001214659-21-003740) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-01 (accession 0001214659-21-003855), 1 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001214659-18-002562) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-11 (accession 0001214659-18-002727), 11 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001214659-17-005127) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-16 (accession 0001214659-17-005159), 2 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001214659-16-010555) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001214659-16-010868), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2015 | Form NT 10-Q filed 2015-08-17 (accession 0001214659-15-006129) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001214659-15-006207), 5 days after the 2015-08-14 filing d… | view ↗ |
Related on RBTK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.