RBB Risk Flags
Consolidated view of every risk_flag row RBBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K/A · Jun 13, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-06-13 (accession 0001437749-23-017232) was 'Crowe LLP' (PCAOB Firm ID: 173). Prior 10-K/A filed 2022-04-04 (accession 0001437749-22-008084) was 'Eide Bailly LLP' (PCAOB Firm ID: 286). | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 9, 2022 | Form NT 10-Q filed 2022-11-09 (accession 0001437749-22-026499) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-12-23 (accession 0001437749-22-029683), 39 days after the 2022-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2023 | Form NT 10-Q filed 2023-11-13 (accession 0001437749-23-031635) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-14 (accession 0001437749-23-031921), 0 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2023 | Form NT 10-K filed 2023-03-16 (accession 0001437749-23-006929) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-07 (accession 0001437749-23-009747), 7 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2020 | Form NT 10-K filed 2020-03-17 (accession 0001564590-20-011237) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-03-17 (accession 0001564590-20-011272), 13 days before the 2020-03-30 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 18, 2019 | Form NT 10-K filed 2019-03-18 (accession 0001564590-19-008220) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-03-27 (accession 0001564590-19-009598), 4 days before the 2019-03-31 filing … | view ↗ |
Related on RBB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.