RAVE Risk Flags
Consolidated view of every risk_flag row RAVEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Sep 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-26 (accession 0001140361-24-041977) was 'Whitley Penn LLP' (PCAOB Firm ID: 726). Prior 10-K filed 2023-09-21 (accession 0001140361-23-044691) was 'Armanino LLP' (PCAOB Firm ID: 32). | view ↗ |
| Late Filing | medium | NT 10-K · Sep 26, 2006 | Form NT 10-K filed 2006-09-26 (accession 0000950134-06-018264) notified the SEC of delayed 10-K filing for period ending 2006-06-25. Substantive filing landed 2006-10-10 (accession 0000950134-06-018885), 17 days after the 2006-09-23 filing … | view ↗ |
Related on RAVE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.