RAIL Risk Flags
Consolidated view of every risk_flag row RAILhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 27, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-27 (accession 0000950170-23-010051) was 'Grant Thornton LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2022-03-22 (accession 0000950170-22-004254) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Late Filing | medium | NT 10-Q · May 12, 2020 | Form NT 10-Q filed 2020-05-12 (accession 0001171843-20-003636) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-08-10 (accession 0001562762-20-000330), 87 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 10, 2009 | Form NT 10-Q filed 2009-08-10 (accession 0000950123-09-032988) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-09-16 (accession 0000950123-09-043579), 33 days after the 2009-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2012 | Form NT 10-K filed 2012-03-16 (accession 0001193125-12-118041) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-03-29 (accession 0001193125-12-139911), 1 days before the 2012-03-30 filing … | view ↗ |
Related on RAIL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.