QURT Risk Flags
Consolidated view of every risk_flag row QURThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028870) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-10-06 (accession 0001493152-23-036489), 53 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 12, 2023 | Form NT 10-Q filed 2023-05-12 (accession 0001493152-23-016560) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-07-07 (accession 0001493152-23-024015), 53 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010145) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-06-01 (accession 0001493152-23-019810), 62 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 12, 2022 | Form NT 10-Q filed 2022-08-12 (accession 0001493152-22-022227) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-09-14 (accession 0001493152-22-025893), 31 days after the 2022-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001493152-22-013404) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-06-21 (accession 0001493152-22-017343), 37 days after the 2022-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008408) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-05-17 (accession 0001493152-22-014186), 47 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001493152-22-032468) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001493152-22-033075), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001493152-21-028787) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029543), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001493152-19-004638) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001493152-19-005265), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001493152-18-004407) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-13 (accession 0001493152-18-005104), 13 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001493152-17-013074) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-15 (accession 0001493152-17-013319), 1 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001493152-17-005411) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001493152-17-005768), 7 days after the 2017-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jun 1, 2023 | PCAOB-tagged auditor in 10-K filed 2023-06-01 (accession 0001493152-23-019810) was 'dbbmckennon' (PCAOB Firm ID: 3501). Prior 10-K filed 2022-05-17 (accession 0001493152-22-014186) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001493152-21-012031) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-18 (accession 0001493152-21-012047), 3 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007325) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008862), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001493152-17-003317) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-07 (accession 0001493152-17-003639), 7 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001493152-16-012377) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001493152-16-012763), 8 days after the 2016-08-14 filing d… | view ↗ |
Related on QURT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.