QCLS Risk Flags
Consolidated view of every risk_flag row QCLShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001493152-23-010384) was 'Morison Cogen LLP' (PCAOB Firm ID: 536). Prior 10-K filed 2022-03-31 (accession 0001493152-22-008546) was 'CHERRY BEKAERT LLP' (PCAOB Firm ID: 677). | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001493152-18-007334) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-07-13 (accession 0001493152-18-009974), 59 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014222) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016872), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023598) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024320), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-024152) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024859), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 11, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-11 (accession 0001641172-25-003814) was 'Morison Cogen LLP' (PCAOB Firm ID: 3523). Prior 10-K filed 2024-04-01 (accession 0001493152-24-012533) was 'Morison Cogen LLP' (PCAOB Firm ID: 536). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001852) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-11 (accession 0001641172-25-003814), 11 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032276) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-032940), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001493152-21-012040) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-18 (accession 0001493152-21-012042), 3 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001493152-19-007521) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001493152-19-007900), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001493152-18-004623) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-03 (accession 0001493152-18-004626), 3 days after the 2018-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001493152-17-003182) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-11 (accession 0001493152-17-003722), 11 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001493152-15-003728) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-18 (accession 0001493152-15-003851), 4 days after the 2015-08-14 filing d… | view ↗ |
Related on QCLS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.