PUMP Risk Flags
Consolidated view of every risk_flag row PUMPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Feb 19, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-19 (accession 0001680247-26-000028) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2025-02-20 (accession 0001680247-25-000030) was 'DELOITTE & TOUCHE LLP' (PCAOB Firm ID: 34). | view ↗ |
| Auditor Change | high | 10-K · Mar 13, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-13 (accession 0001680247-24-000051) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2023-02-23 (accession 0001680247-23-000026) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2019 | Form NT 10-Q filed 2019-11-13 (accession 0001104659-19-063357) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2020-06-22 (accession 0001680247-20-000008), 221 days after the 2019-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 8, 2019 | Form NT 10-Q filed 2019-08-08 (accession 0001104659-19-044901) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2020-06-22 (accession 0001680247-20-000008), 313 days after the 2019-08-14 filing… | view ↗ |
| Auditor Change | medium | 10-K · Feb 20, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-20 (accession 0001680247-25-000030) was 'DELOITTE & TOUCHE LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2024-03-13 (accession 0001680247-24-000051) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | medium | NT 10-Q · May 11, 2020 | Form NT 10-Q filed 2020-05-11 (accession 0001104659-20-059090) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-06-22 (accession 0001680247-20-000008), 38 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Feb 24, 2020 | Form NT 10-K filed 2020-02-24 (accession 0001104659-20-024268) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-06-22 (accession 0001680247-20-000012), 84 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2024 | Form NT 10-K filed 2024-03-01 (accession 0001104659-24-029977) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-03-13 (accession 0001680247-24-000051), 17 days before the 2024-03-30 filing… | view ↗ |
Related on PUMP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.