PUK Risk Flags
Consolidated view of every risk_flag row PUKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Dec 27, 2021 | Form 25-NSE filed 2021-12-27 (accession 0000876661-21-001823) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 27, 2021 | Form 25-NSE filed 2021-12-27 (accession 0000876661-21-001822) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Mar 26, 2025 | PCAOB-tagged auditor in 20-F filed 2025-03-26 (accession 0001104659-25-027998) was 'EY LLP' (PCAOB Firm ID: 1438). Prior 20-F filed 2024-03-26 (accession 0001104659-24-038849) was 'KPMG LLP' (PCAOB Firm ID: 1118). | view ↗ |
Related on PUK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.