PTPI Risk Flags
Consolidated view of every risk_flag row PTPIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Nov 20, 2025 | Form 25-NSE filed 2025-11-20 (accession 0001354457-25-001163) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001104659-26-037800) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001104659-26-043822), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K/A · May 31, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-05-31 (accession 0001104659-24-067284) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-31 (accession 0001410578-23-000575) was 'EisnerAmper LLP' (PCAOB Firm ID: 274). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001104659-23-118742) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001410578-23-002502), 1 days after the 2023-11-14 filing d… | view ↗ |
Related on PTPI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.