PTOS Risk Flags
Consolidated view of every risk_flag row PTOShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001172069-25-000003) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 17, 2015 | Form NT 10-Q filed 2015-02-17 (accession 0001137050-15-000038) notified the SEC of delayed 10-Q filing for period ending 2014-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2008 | Form NT 10-Q filed 2008-08-14 (accession 0001172069-08-000010) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-11-19 (accession 0001137050-08-000293), 97 days after the 2008-08-14 filing … | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 30, 2008 | Form NT 10-K filed 2008-06-30 (accession 0001172069-08-000008) notified the SEC of delayed 10-K filing for period ending 2008-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 15, 2008 | Form NT 10-Q filed 2008-02-15 (accession 0001172069-08-000002) notified the SEC of delayed 10-Q filing for period ending 2007-12-31. Substantive filing landed 2008-11-19 (accession 0001137050-08-000293), 279 days after the 2008-02-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001172069-07-000011) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001172069-07-000008) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 27, 2007 | Form NT 10-K filed 2007-06-27 (accession 0001172069-07-000006) notified the SEC of delayed 10-K filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 14, 2007 | Form NT 10-Q filed 2007-02-14 (accession 0001172069-07-000001) notified the SEC of delayed 10-Q filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2006 | Form NT 10-Q filed 2006-11-14 (accession 0001172069-06-000013) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001172069-06-000008) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 29, 2006 | Form NT 10-K filed 2006-06-29 (accession 0001172069-06-000003) notified the SEC of delayed 10-K filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jul 1, 2025 | Form NT 10-K filed 2025-07-01 (accession 0001640334-25-001093) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-15 (accession 0001640334-25-001215), 16 days after the 2025-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001137050-14-000266) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2015-02-10 (accession 0001137050-15-000028), 88 days after the 2014-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 30, 2014 | Form NT 10-K filed 2014-06-30 (accession 0001137050-14-000131) notified the SEC of delayed 10-K filing for period ending 2014-03-31. Substantive filing landed 2014-08-04 (accession 0001137050-14-000159), 36 days after the 2014-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 13, 2013 | Form NT 10-Q filed 2013-08-13 (accession 0001137050-13-000258) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-09-06 (accession 0001137050-13-000295), 23 days after the 2013-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 29, 2012 | Form NT 10-K filed 2012-06-29 (accession 0001137050-12-000208) notified the SEC of delayed 10-K filing for period ending 2012-03-31. Substantive filing landed 2012-07-16 (accession 0001137050-12-000241), 17 days after the 2012-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 29, 2009 | Form NT 10-K filed 2009-06-29 (accession 0001137050-09-000149) notified the SEC of delayed 10-K filing for period ending 2009-03-31. Substantive filing landed 2009-07-15 (accession 0001137050-09-000165), 16 days after the 2009-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001172069-05-000015) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2005 | Form NT 10-Q filed 2005-08-15 (accession 0001172069-05-000012) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001640334-25-000276) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-19 (accession 0001640334-25-000290), 5 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001640334-24-001742) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001640334-24-001758), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001640334-24-001276) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-20 (accession 0001640334-24-001325), 6 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2024 | Form NT 10-K filed 2024-07-01 (accession 0001640334-24-001028) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-07-16 (accession 0001640334-24-001124), 17 days after the 2024-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001137050-14-000172) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001137050-14-000184), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2014 | Form NT 10-Q filed 2014-02-14 (accession 0001137050-14-000022) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-19 (accession 0001137050-14-000042), 5 days after the 2014-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001137050-13-000352) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001137050-13-000373), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2013 | Form NT 10-K filed 2013-07-01 (accession 0001137050-13-000205) notified the SEC of delayed 10-K filing for period ending 2013-03-31. Substantive filing landed 2013-07-02 (accession 0001137050-13-000207), 3 days after the 2013-06-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001137050-12-000460) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001137050-12-000478), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001137050-12-000299) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001137050-12-000327), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2012 | Form NT 10-Q filed 2012-02-14 (accession 0001137050-12-000030) notified the SEC of delayed 10-Q filing for period ending 2011-12-31. Substantive filing landed 2012-02-22 (accession 0001137050-12-000057), 8 days after the 2012-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001137050-11-000368) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-15 (accession 0001137050-11-000373), 1 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001137050-11-000206) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-19 (accession 0001137050-11-000240), 5 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2011 | Form NT 10-K filed 2011-06-29 (accession 0001137050-11-000145) notified the SEC of delayed 10-K filing for period ending 2011-03-31. Substantive filing landed 2011-07-14 (accession 0001137050-11-000171), 15 days after the 2011-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2011 | Form NT 10-Q filed 2011-02-14 (accession 0001137050-11-000031) notified the SEC of delayed 10-Q filing for period ending 2010-12-31. Substantive filing landed 2011-02-22 (accession 0001137050-11-000041), 8 days after the 2011-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001137050-10-000238) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-19 (accession 0001137050-10-000254), 5 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2010 | Form NT 10-Q filed 2010-08-13 (accession 0001137050-10-000174) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-16 (accession 0001137050-10-000179), 2 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2010 | Form NT 10-K filed 2010-06-29 (accession 0001137050-10-000142) notified the SEC of delayed 10-K filing for period ending 2010-03-31. Substantive filing landed 2010-07-14 (accession 0001137050-10-000146), 15 days after the 2010-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2009 | Form NT 10-Q filed 2009-11-16 (accession 0001137050-09-000263) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-19 (accession 0001137050-09-000267), 5 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2009 | Form NT 10-Q filed 2009-02-13 (accession 0001137050-09-000022) notified the SEC of delayed 10-Q filing for period ending 2008-12-31. Substantive filing landed 2009-02-19 (accession 0001137050-09-000034), 5 days after the 2009-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2008 | Form NT 10-Q filed 2008-11-14 (accession 0001172069-08-000018) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001137050-08-000293), 5 days after the 2008-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jul 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-07-16 (accession 0001640334-24-001124) was 'Bansal & Co. LLP,' (PCAOB Firm ID: 2807). Prior 10-K filed 2023-08-08 (accession 0001640334-23-001477) was 'Gries & Associates LLC' (PCAOB Firm ID: 6778). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001640334-23-002146) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001640334-23-002224), 6 days after the 2023-11-14 filing d… | view ↗ |
| Delisting | low | 15-15D · Nov 20, 2020 | Form 15-15D filed 2020-11-20 (accession 0001137050-20-000003) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on PTOS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.