PROP Risk Flags
Consolidated view of every risk_flag row PROPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Mar 18, 2011 | Form NT 10-Q filed 2011-03-18 (accession 0001144204-11-015728) notified the SEC of delayed 10-Q filing for period ending 2011-01-31. Substantive filing landed 2012-03-02 (accession 0001144204-12-012742), 351 days after the 2011-03-17 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Jun 17, 2008 | Form NT 10-Q filed 2008-06-17 (accession 0001137050-08-000161) notified the SEC of delayed 10-Q filing for period ending 2008-04-30. Substantive filing landed 2008-12-11 (accession 0001137050-08-000304), 180 days after the 2008-06-14 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001493152-17-003370) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001493152-17-004051), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001144204-12-018954) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001144204-12-021945), 17 days after the 2012-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Mar 20, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-03-20 (accession 0001493152-24-010692) was 'Ham, Langston and Brezina, L.L.P.' (PCAOB Firm ID: 298). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010117) was 'MaughanSullivan LLC' (PCAOB Fir… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001493152-17-009404) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001493152-17-009666), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001493152-17-005401) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001493152-17-005760), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001493152-16-015125) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-21 (accession 0001493152-16-015356), 7 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001493152-16-010008) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001493152-16-010182), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001493152-16-008559) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001493152-16-008938), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2010 | Form NT 10-Q filed 2010-12-15 (accession 0001137050-10-000259) notified the SEC of delayed 10-Q filing for period ending 2010-10-31. Substantive filing landed 2010-12-17 (accession 0001137050-10-000261), 2 days after the 2010-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Oct 29, 2010 | Form NT 10-K filed 2010-10-29 (accession 0001137050-10-000223) notified the SEC of delayed 10-K filing for period ending 2010-07-31. Substantive filing landed 2010-11-05 (accession 0001137050-10-000225), 7 days after the 2010-10-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 17, 2010 | Form NT 10-Q filed 2010-03-17 (accession 0001137050-10-000043) notified the SEC of delayed 10-Q filing for period ending 2010-01-31. Substantive filing landed 2010-03-22 (accession 0001137050-10-000045), 5 days after the 2010-03-17 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 16, 2009 | Form NT 10-Q filed 2009-12-16 (accession 0001137050-09-000291) notified the SEC of delayed 10-Q filing for period ending 2009-10-31. Substantive filing landed 2009-12-17 (accession 0001137050-09-000293), 2 days after the 2009-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Oct 28, 2009 | Form NT 10-K filed 2009-10-28 (accession 0001137050-09-000241) notified the SEC of delayed 10-K filing for period ending 2009-07-31. Substantive filing landed 2009-11-13 (accession 0001137050-09-000257), 15 days after the 2009-10-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 15, 2009 | Form NT 10-Q filed 2009-06-15 (accession 0001137050-09-000145) notified the SEC of delayed 10-Q filing for period ending 2009-04-30. Substantive filing landed 2009-06-19 (accession 0001137050-09-000146), 5 days after the 2009-06-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Feb 12, 2002 | Form 15-12G filed 2002-02-12 (accession 0001062993-02-000035) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on PROP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.