PRIM Risk Flags
Consolidated view of every risk_flag row PRIMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Feb 24, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-24 (accession 0001104659-26-018677) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-02-25 (accession 0001558370-25-001397) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Delisting | medium | 25 · Apr 3, 2023 | Form 25 filed 2023-04-03 (accession 0001104659-23-040914) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · Mar 3, 2015 | Form NT 10-K filed 2015-03-03 (accession 0001104659-15-016290) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-03-16 (accession 0001104659-15-020037), 15 days before the 2015-03-31 filing… | view ↗ |
Related on PRIM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.