PMDI Risk Flags
Consolidated view of every risk_flag row PMDIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Jan 2, 2025 | Form 15-12G (deregistration) filed 2025-01-02 (accession 0001171843-25-000010). Paired with Form 25 (delisting notice) filed 2024-12-13 (accession 0001171843-24-006923) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Dec 13, 2024 | Form 25 (delisting notice) filed 2024-12-13 (accession 0001171843-24-006923). Paired with Form 15-12G (deregistration) filed 2025-01-02 (accession 0001171843-25-000010) within the 12-month going-dark window. | view ↗ |
| Auditor Change | medium | 10-K · Mar 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-24 (accession 0001171843-25-001658) was 'WhitleyPenn LLP' (PCAOB Firm ID: 726). Prior 10-K filed 2024-03-28 (accession 0001171843-24-001671) was 'BDO USA, P.C.' (PCAOB Firm ID: 243). | view ↗ |
| Delisting | medium | 25 · Sep 22, 2008 | Form 25 filed 2008-09-22 (accession 0000950135-08-006178) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0001144204-11-047809) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-16 (accession 0001144204-11-047812), 2 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2009 | Form NT 10-Q filed 2009-05-15 (accession 0001362310-09-007664) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-18 (accession 0001362310-09-007703), 3 days after the 2009-05-15 filing d… | view ↗ |
Related on PMDI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.