PMCB Risk Flags
Consolidated view of every risk_flag row PMCBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Jul 30, 2010 | Form NT 10-K filed 2010-07-30 (accession 0001099910-10-000082) notified the SEC of delayed 10-K filing for period ending 2010-04-30. Substantive filing landed 2010-12-29 (accession 0001262463-10-000148), 153 days after the 2010-07-29 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jul 30, 2007 | Form NT 10-K filed 2007-07-30 (accession 0001262463-07-000095) notified the SEC of delayed 10-K filing for period ending 2007-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jul 31, 2006 | Form NT 10-K filed 2006-07-31 (accession 0000939802-06-000360) notified the SEC of delayed 10-K filing for period ending 2006-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Mar 18, 2005 | Form NT 10-Q filed 2005-03-18 (accession 0000939802-05-000087) notified the SEC of delayed 10-Q filing for period ending 2005-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Sep 15, 2004 | Form NT 10-Q filed 2004-09-15 (accession 0000939802-04-000625) notified the SEC of delayed 10-Q filing for period ending 2004-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jul 30, 2004 | Form NT 10-K filed 2004-07-30 (accession 0000939802-04-000399) notified the SEC of delayed 10-K filing for period ending 2004-04-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Aug 11, 2025 | PCAOB-tagged auditor in 10-K filed 2025-08-11 (accession 0001683168-25-005821) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2024-08-13 (accession 0001683168-24-005575) was 'Armanino LLP' (PCAOB Firm ID: 32). | view ↗ |
| Late Filing | medium | NT 10-K · Jul 30, 2012 | Form NT 10-K filed 2012-07-30 (accession 0001262463-12-000276) notified the SEC of delayed 10-K filing for period ending 2012-04-30. Substantive filing landed 2012-08-14 (accession 0001262463-12-000335), 16 days after the 2012-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Aug 1, 2011 | Form NT 10-K filed 2011-08-01 (accession 0001262463-11-000106) notified the SEC of delayed 10-K filing for period ending 2011-04-30. Substantive filing landed 2011-08-15 (accession 0001262463-11-000129), 17 days after the 2011-07-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 16, 2010 | Form NT 10-Q filed 2010-12-16 (accession 0001262463-10-000141) notified the SEC of delayed 10-Q filing for period ending 2010-10-31. Substantive filing landed 2011-01-14 (accession 0001262463-11-000007), 30 days after the 2010-12-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Dec 15, 2025 | Form NT 10-Q filed 2025-12-15 (accession 0001683168-25-009154) notified the SEC of delayed 10-Q filing for period ending 2025-10-31. Substantive filing landed 2025-12-18 (accession 0001683168-25-009259), 3 days after the 2025-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2025 | Form NT 10-K filed 2025-07-29 (accession 0001683168-25-005492) notified the SEC of delayed 10-K filing for period ending 2025-04-30. Substantive filing landed 2025-08-11 (accession 0001683168-25-005821), 13 days after the 2025-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 17, 2024 | Form NT 10-Q filed 2024-09-17 (accession 0001683168-24-006432) notified the SEC of delayed 10-Q filing for period ending 2024-07-31. Substantive filing landed 2024-09-17 (accession 0001683168-24-006441), 3 days after the 2024-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2024 | Form NT 10-K filed 2024-07-29 (accession 0001683168-24-005109) notified the SEC of delayed 10-K filing for period ending 2024-04-30. Substantive filing landed 2024-08-13 (accession 0001683168-24-005575), 15 days after the 2024-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2023 | Form NT 10-Q filed 2023-09-15 (accession 0001683168-23-006491) notified the SEC of delayed 10-Q filing for period ending 2023-07-31. Substantive filing landed 2023-09-18 (accession 0001683168-23-006505), 4 days after the 2023-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2021 | Form NT 10-K filed 2021-07-29 (accession 0001683168-21-003162) notified the SEC of delayed 10-K filing for period ending 2021-04-30. Substantive filing landed 2021-08-10 (accession 0001683168-21-003377), 12 days after the 2021-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2020 | Form NT 10-K filed 2020-07-29 (accession 0001683168-20-002412) notified the SEC of delayed 10-K filing for period ending 2020-04-30. Substantive filing landed 2020-08-13 (accession 0001683168-20-002680), 15 days after the 2020-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Dec 16, 2019 | Form NT 10-Q filed 2019-12-16 (accession 0001683168-19-003968) notified the SEC of delayed 10-Q filing for period ending 2019-10-31. Substantive filing landed 2019-12-23 (accession 0001683168-19-004051), 8 days after the 2019-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2019 | Form NT 10-K filed 2019-07-29 (accession 0001683168-19-002373) notified the SEC of delayed 10-K filing for period ending 2019-04-30. Substantive filing landed 2019-08-13 (accession 0001683168-19-002559), 15 days after the 2019-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jul 14, 2016 | Form NT 10-K filed 2016-07-14 (accession 0001019687-16-006933) notified the SEC of delayed 10-K filing for period ending 2016-04-30. Substantive filing landed 2016-07-29 (accession 0001019687-16-007057), 0 days after the 2016-07-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 14, 2015 | Form NT 10-K filed 2015-07-14 (accession 0001019687-15-002727) notified the SEC of delayed 10-K filing for period ending 2015-04-30. Substantive filing landed 2015-07-29 (accession 0001019687-15-002894), 0 days after the 2015-07-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 30, 2014 | Form NT 10-K filed 2014-07-30 (accession 0001019687-14-002869) notified the SEC of delayed 10-K filing for period ending 2014-04-30. Substantive filing landed 2014-08-04 (accession 0001019687-14-002942), 6 days after the 2014-07-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 18, 2013 | Form NT 10-Q filed 2013-03-18 (accession 0001157075-13-000002) notified the SEC of delayed 10-Q filing for period ending 2013-01-31. Substantive filing landed 2013-03-26 (accession 0001445305-13-000706), 9 days after the 2013-03-17 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 17, 2012 | Form NT 10-Q filed 2012-12-17 (accession 0001445305-12-003841) notified the SEC of delayed 10-Q filing for period ending 2012-10-31. Substantive filing landed 2012-12-26 (accession 0001445305-12-003886), 11 days after the 2012-12-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 14, 2012 | Form NT 10-Q filed 2012-09-14 (accession 0001262463-12-000352) notified the SEC of delayed 10-Q filing for period ending 2012-07-31. Substantive filing landed 2012-09-19 (accession 0001262463-12-000355), 5 days after the 2012-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 19, 2012 | Form NT 10-Q filed 2012-03-19 (accession 0001262463-12-000064) notified the SEC of delayed 10-Q filing for period ending 2012-01-31. Substantive filing landed 2012-03-21 (accession 0001262463-12-000081), 5 days after the 2012-03-16 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 14, 2011 | Form NT 10-Q filed 2011-09-14 (accession 0001262463-11-000164) notified the SEC of delayed 10-Q filing for period ending 2011-07-31. Substantive filing landed 2011-09-19 (accession 0001262463-11-000184), 5 days after the 2011-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Mar 18, 2010 | Form NT 10-Q filed 2010-03-18 (accession 0001099910-10-000004) notified the SEC of delayed 10-Q filing for period ending 2010-01-31. Substantive filing landed 2010-03-22 (accession 0001099910-10-000008), 5 days after the 2010-03-17 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Dec 14, 2009 | Form NT 10-Q filed 2009-12-14 (accession 0001262463-09-000103) notified the SEC of delayed 10-Q filing for period ending 2009-10-31. Substantive filing landed 2009-12-21 (accession 0001262463-09-000104), 6 days after the 2009-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2009 | Form NT 10-K filed 2009-07-29 (accession 0001262463-09-000057) notified the SEC of delayed 10-K filing for period ending 2009-04-30. Substantive filing landed 2009-08-13 (accession 0001262463-09-000065), 15 days after the 2009-07-29 filing … | view ↗ |
Related on PMCB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.