PKBK Risk Flags
Consolidated view of every risk_flag row PKBKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 15, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-15 (accession 0001315399-23-000020) was 'S.R. Snodgrass, P.C.' (PCAOB Firm ID: 74). Prior 10-K filed 2022-03-21 (accession 0001315399-22-000039) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | low | NT 11-K/A · Jun 30, 2023 | Form NT 11-K/A filed 2023-06-30 (accession 0001315399-23-000057) notified the SEC of delayed 11-K/A filing for period ending 2023-06-30. Substantive filing landed 2023-07-10 (accession 0001193125-23-184319), 170 days before the 2023-12-27 f… | view ↗ |
| Late Filing | low | NT 11-K · Jun 30, 2023 | Form NT 11-K filed 2023-06-30 (accession 0001315399-23-000055) notified the SEC of delayed 11-K filing for period ending 2023-06-30. Substantive filing landed 2023-07-10 (accession 0001193125-23-184319), 170 days before the 2023-12-27 filin… | view ↗ |
Related on PKBK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.