PIII Risk Flags
Consolidated view of every risk_flag row PIIIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · May 1, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-01 (accession 0001628280-23-014576) was 'BDO USA, LLP' (PCAOB Firm ID: 243). Prior 10-K filed 2022-10-21 (accession 0001558370-22-015154) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001104659-22-061537) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. Substantive filing landed 2022-10-21 (accession 0001558370-22-015155), 7464 days after the 2002-05-15 filin… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001104659-22-041104) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-10-21 (accession 0001558370-22-015154), 204 days after the 2022-03-31 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001104659-22-091745) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-10-21 (accession 0001558370-22-015155), 68 days after the 2022-08-14 filing … | view ↗ |
| Delisting | medium | 25-NSE · Dec 3, 2021 | Form 25-NSE filed 2021-12-03 (accession 0001354457-21-001412) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Mar 12, 2024 | Form NT 10-K filed 2024-03-12 (accession 0001628280-24-010574) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-03-28 (accession 0001628280-24-013625), 2 days before the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2023 | Form NT 10-K filed 2023-03-17 (accession 0001104659-23-033961) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-31 (accession 0001104659-23-039643), 0 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001193125-21-330006) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-18 (accession 0001193125-21-333996), 4 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001193125-21-248044) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001193125-21-251747), 6 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001193125-21-164760) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-25 (accession 0001193125-21-171625), 10 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001193125-21-102753) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-06 (accession 0001193125-21-107148), 6 days after the 2021-03-31 filing d… | view ↗ |
Related on PIII
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.